WikiLeaks Document Release
                http://wikileaks.org/wiki/CRS-RS21936
                                               February 2, 2009



                        Congressional Research Service
                                        Report RS21936
 Air Pollution Emission Congrol: Existing Technologies and
                    Mercury Cobenefits
                          Dana A. Shea, Resources, Science, and Industry Division

                                               September 15, 2004

Abstract. The Environmental Protection Agency (EPA) regulates the amount of pollution emitted into
the atmosphere by stationary combustion sources. To meet these regulations, stationary sources use various
techniques to reduce air pollutant emissions, including installing post-combustion emission control technologies.
Some postcombustion technologies reduce the emissions of other pollutants besides the one for which they
are designed. These concomitant reductions are called cobenefits. The EPA has proposed regulating mercury
emissions from coal-fired electric power plants by relying on the results that these post-combustion emission
control technologies achieve through cobenefits. The appropriateness of using cobenefits to set emission limits,
the reproducibility and reliability of cobenefits, and the likelihood that new technologies specifically designed to
reduce mercury emission will be commercially available in the near future are issues of congressional interest.
                                                                                                                         Order Code RS21936
                                                                                                                          September 15, 2004



                                            CRS Report for Congress
                                                            Received through the CRS Web


                                                 Air Pollution Emission Control: Existing
                                                  Technologies and Mercury Cobenefits
                                                                            Dana A. Shea
                                                              Analyst in Science and Technology Policy
                                                              Resources, Science, and Industry Division

                                        Summary
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                                                 The Environmental Protection Agency (EPA) regulates the amount of pollution
                                            emitted into the atmosphere by stationary combustion sources. To meet these
                                            regulations, stationary sources use various techniques to reduce air pollutant emissions,
                                            including installing post-combustion emission control technologies. Some post-
                                            combustion technologies reduce the emissions of other pollutants besides the one for
                                            which they are designed. These concomitant reductions are called cobenefits. The EPA
                                            has proposed regulating mercury emissions from coal-fired electric power plants by
                                            relying on the results that these post-combustion emission control technologies achieve
                                            through cobenefits. The appropriateness of using cobenefits to set emission limits, the
                                            reproducibility and reliability of cobenefits, and the likelihood that new technologies
                                            specifically designed to reduce mercury emission will be commercially available in the
                                            near future are issues of congressional interest. This report will not be updated.

                                        Introduction
                                             The Environmental Protection Agency (EPA) has proposed regulations to reduce
                                        atmospheric mercury emission from coal-fired electric power plants,1 as a plausible link
                                        exists between methylmercury concentrations in fish, a source of mercury-related health
                                        effects in humans when consumed, and electric utility mercury emissions. The final EPA
                                        regulation will provide either a mercury emission rate per generating unit or alternatively
                                        a national mercury emission cap with tradeable emission credits. For more on the EPA
                                        Mercury Rule, see CRS Report RL31881, Mercury Emissions to the Air: Regulatory and
                                        Legislative Proposals, by James E. McCarthy and CRS Report RL32273, Air Quality:
                                        EPA's Proposed Interstate Air Quality Rule, by Larry Parker and John Blodgett.

                                             These proposals have led to renewed congressional interest in current post-
                                        combustion emission control technologies. Under the proposed regulatory frameworks,
                                        the required mercury emission reductions would be realized through cobenefits,
                                        reductions in mercury which arise as a side effect from current emission control

                                        1
                                            69 Fed. Reg. 4652-4752, January 30, 2004, and 70 Fed. Reg. 12398-12472, March 16, 2004.

                                                   Congressional Research Service ~ The Library of Congress
                                                                                  CRS-2

                                        technologies designed for capture of other pollutants. This report will discuss these and
                                        other current emission control technologies and their application to reducing mercury
                                        emissions from electric utilities.

                                        Background
                                             The EPA, under the provisions of the Clean Air Act (42 U.S.C. 7401-7671), has set
                                        National Ambient Air Quality Standards for six pollutants. These six pollutants, often
                                        referred to as criteria pollutants, are lead, ozone, nitrogen oxides (NOx), sulfur dioxide
                                        (SO2), carbon monoxide, and particulate matter. The degree to which stationary
                                        combustion sources emit criteria pollutants often depends on the fuel used. For example,
                                        combustion of fuels containing larger amounts of sulfur-containing compounds may lead
                                        to greater emissions of sulfur dioxide. Approaches to reduce these emissions include
                                        pretreatment of fuel, optimization of combustion, and post-combustion control
                                        technologies. This report focuses solely on post-combustion control technologies.

                                              The performance of post-combustion emission control equipment depends on many
                                        factors, including fuel composition, the design of the emission system, the flow speed of
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                                        the flue gases (exhaust), the completeness of the combustion process, and the presence
                                        of other complementary emission control technologies. Thus, determining the control
                                        efficiencies for different technologies without empirical testing is very difficult. Control
                                        efficiency models for a given emission control technology usually contain experimentally
                                        determined values specific to a particular combustion process.

                                              Companies that own and operate stationary combustion sources may choose to
                                        implement different control technologies, so long as pollutant emissions meet the limits
                                        established in EPA regulations. A company's choice of post-combustion emission control
                                        technology may not be based solely on pollutant control efficiency. Other factors include
                                        relative costs, both capital and operating; production of additional waste streams, such as
                                        from technologies using liquid solutions to remove pollutants; energy use; and technology
                                        interdependence.

                                        Post-combustion Emission Control Technologies
                                             Post-combustion emission control technologies are generally designed to remove a
                                        particular pollutant, and may be operated in different combinations. An overview of
                                        select post-combustion control technologies is provided below.

                                             Selective Reduction for Nitrogen Oxides. Selective reduction techniques
                                        reduce the amount of nitrogen oxides (NOx) present in the flue gas through injection of
                                        ammonia gas, which reacts with the nitrogen oxides to form nitrogen and water vapor.
                                        There are two types of selective reduction technologies, catalytic and non-catalytic.
                                        Selective catalytic reduction (SCR) employs a bed of materials, such as specially prepared
                                        ceramics, which enhances the reaction of ammonia with the nitrogen oxides. Selective
                                        non-catalytic reduction (SNCR) involves the same process without the assisting bed of
                                        materials, instead operating at higher temperatures.

                                             Scrubbers for Sulfur Dioxide. Flue gas desulfurization (FGD) technologies,
                                        also known as scrubbers, are primarily designed to remove sulfur dioxide from flue gas.
                                                                                    CRS-3

                                        Scrubbers fall into two general types: wet and dry. In both cases a material, typically
                                        powdered or dissolved limestone, reacts with sulfur oxides present in the flue gas,
                                        forming compounds which are later removed.

                                             Wet scrubbers spray a liquid mixture into the flue gas. There are many different
                                        configurations of wet scrubbing technology, but they operate on the same principles of
                                        gas/liquid interaction. Their energy costs, control efficiencies, and other factors vary by
                                        particular configuration. Because of the use of liquids in wet scrubbers, handling and
                                        potential treatment of waste liquids is often a design concern.

                                             In contrast, dry scrubbers, also known as spray dryer adsorbers (SDA), react
                                        powdered, dry material with the flue gas. Dry scrubbers usually create significant
                                        particulate matter during their operation, and are often coupled with a particulate matter
                                        control technology to remove the additional powdered material. The sulfur dioxide
                                        emissions reduction in a dry scrubber are generally less than in a wet scrubber, but dry
                                        scrubber use avoids generating a liquid waste stream.

                                             Particulate Matter Controls. Three common technologies specifically for
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                                        particulate matter (PM) control are mechanical collectors, electrostatic precipitators, and
                                        fabric filters. The choice between mechanical collectors, electrostatic precipitators, and
                                        fabric filters depends on the amount and size of PM generated. PM control is also a
                                        cobenefit of wet scrubbing.

                                              Mechanical Collectors. Mechanical collectors, also known as particle scrubbers
                                        (PS), use gravity or inertia to extract particulate matter from the flue gas. Baffles and
                                        chambers that allow large particles to settle from the flue gas are examples of mechanical
                                        collectors. Also in this category are cyclones, in which the flue gas is induced to travel
                                        in a spiral pattern so that centrifugal force pushes the particulate matter out of the gas onto
                                        the walls of the cyclone, where it is collected and disposed of. Mechanical collectors are
                                        most efficient for removal of large particulate matter.2 In situations where multiple
                                        emission control technologies are being used, cyclones are sometimes used to remove the
                                        majority of large particulate matter, with finer particulate matter being reduced
                                        subsequently by another technology.

                                              Electrostatic Precipitators. Electrostatic precipitators (ESP) use a strong
                                        electric field between electrodes to draw particulate matter out of the flue gas. The
                                        efficiency of this process hinges on several factors, including the length of the precipitator
                                        (longer precipitators have higher efficiencies), the strength of the electric field (stronger
                                        electric fields have higher efficiencies), and the electrical resistivity of the particles in the
                                        flue gas (only particles within a range of electrical resistivity are efficiently removed).
                                        Electrostatic precipitators are referred to as cold-side (CS-ESP) or hot-side (HS-ESP)
                                        depending on their location in the flue exhaust stream. Properly designed electrostatic
                                        precipitators are very effective at reducing particulate matter. Particles removed from the
                                        flue gas and collected at the electrodes are later removed.3


                                        2
                                          Stationary Source Control Techniques Document for Fine Particulate Matter, U.S.
                                        Environmental Protection Agency, October 1998, Section 5.1.
                                        3
                                            Stationary Source Control Techniques Document for Fine Particulate Matter, U.S.
                                                                                                               (continued...)
                                                                                   CRS-4

                                              Fabric Filters. Fabric filters (FF), also known as baghouses, are large filters of
                                        fabric, often sewn into long bags, which physically sieve particles from the flue gas.
                                        Particulate matter collects on the surface of the fabric and is periodically removed by
                                        shaking the filters, pulsing gas through them, or reversing the air flow through the filter.
                                        The performance of the fabric filter depends on the type and amount of fabric used and
                                        the regularity with which the fabric is cleaned.4 High fabric filter control efficiencies have
                                        been reported, and they can be effective in controlling small particulate matter.

                                             Wet Scrubbers. Wet scrubbing technology, a form of flue gas desulfurization
                                        (FGD), discussed above, has also been used to reduce particulate matter concentrations.
                                        The impact of the liquid droplets on the particles in the flue gas draws the particles into
                                        the droplets, which are collected and removed.

                                        Removal of Mercury Using Existing Control Technologies
                                             Existing post-combustion control technologies are being assessed for their ability to
                                        remove mercury from the flue gas. Because of the many equipment configuration and
                                        coal types already found in electric utilities, both the limitations and advantages of these
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                                        technologies are important in considering EPA's proposed cobenefits-focused regulation.

                                             Elemental mercury is a liquid at room temperature, but it evaporates easily, and is
                                        considered difficult to remove from the flue gas stream. In contrast, mercury compounds
                                        which form ions, charged atomic or molecular species, present in flue gas are more easily
                                        removed. In combustion emissions, mercury can react with or attach to particles in the
                                        flue gas, so particulate control can provide mercury removal as a cobenefit.

                                             Partly because of the difficulties in predicting mercury capture by existing control
                                        technologies, the EPA in 1998 issued an information collection request to electric utilities
                                        to gather information regarding the effectiveness of current control technologies with
                                        respect to mercury removal. Analysis of this data showed a wide variation of mercury
                                        emission control as a cobenefit, with significant variation occurring between different coal
                                        types for a given emission control technology. See Table 1. The control efficiencies
                                        estimated by the EPA analysis were based on the technologies currently in use by the
                                        electric utility industry. These control technologies were not reoptimized for mercury
                                        capture, but rather operated under normal conditions.

                                        Policy Issues
                                             Several technology-related policy issues regarding regulation of mercury emissions
                                        include the maximum feasible level of mercury reduction from cobenefits of current
                                        emissions control technologies; the likely level of mercury emissions reduction using
                                        alternative control technologies not currently used by the electric utility industry; and the
                                        maturity and availability of these alternative technologies.


                                        3
                                         (...continued)
                                        Environmental Protection Agency, October 1998, Section 5.2.
                                        4
                                          Stationary Source Control Techniques Document for Fine Particulate Matter, U.S.
                                        Environmental Protection Agency, October 1998, Section 5.3.
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                                             Table 1. Average Mercury Capture by Existing Post-combustion
                                              Control Configurations Used for Pulverized Coal Fired Boilers

                                                                  Post-combustion              Average Total Mercury Capture by
                                            Post-combustion       Emission Control                  Control Configuration
                                            Control Strategy           Device              Bituminous       Subbituminous
                                                                   Configuration                                                  Lignite
                                                                                              Coal              Coal
                                                                        CS-ESP                 36 %               3%                -4 %
                                                                        HS-ESP                  9%                6%             not tested
                                            PM Control Only
                                                                           FF                  90 %               72 %           not tested
                                                                           PS               not tested            9%             not tested
                                                                   Dry FGD + ESP            not tested           35 %            not tested
                                            PM Control and
                                                                    Dry FGD + FF               98 %               24 %              0%
                                            Dry FGD System
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                                                                 Dry FGD +FF + SCR             98 %            not tested        not tested
                                                                    Wet FGD + PS               12 %               -8 %             33 %

                                            PM Control and       Wet FGD + CS-ESP              74 %               29 %             44 %
                                            Wet FGD System       Wet FGD + HS-ESP              50 %               29 %           not tested
                                                                    Wet FGD + FF               98 %            not tested        not tested
                                        Source: Environmental Protection Agency, Control of Mercury Emissions From Coal-fired Electric Utility
                                             Boilers: Interim Report Including Errata Dated 3-21-02, EPA-600/R-01-109, April 2002.
                                        Note: See text for definition of acronyms.

                                              In Use Technologies. Experts disagree over the degree of mercury reduction
                                        resulting from cobenefits of existing emission control technologies. Table 1 shows that
                                        average mercury reduction by existing control technologies is highly dependent both on
                                        the type of emission control technology being used and the type of coal used as fuel in the
                                        electric generating unit, varying from 0% to 98%. (The two negative results are
                                        presumably artifacts of the testing procedure.) The EPA has stated that the maximum
                                        amount of mercury collection for some existing control technologies has significant
                                        uncertainty because of both small sample size and difficulties in measurement.5
                                        Moreover, because these values were obtained without maximization of mercury capture,
                                        it is unclear whether they should be considered representative of potential maximum
                                        mercury capture. Further optimization of current emission control technologies to
                                        enhance the capture of mercury might lead to higher collection of mercury emissions.
                                        However, attempting to optimize mercury capture by already installed emission control
                                        technologies might also degrade their ability to control other pollutant levels.




                                        5
                                            69 Fed. Reg. 4652-4752, January 30, 2004, at p. 4698.
                                                                                   CRS-6

                                              New Technologies. Alternative technologies for mercury emissions reduction
                                        are under development for use in the electric utility industry.6 No commercial electric
                                        generating unit in the United States has installed a mercury-specific emissions control
                                        technology. Mercury emission reduction technology, such as activated carbon injection
                                        (ACI), has been used on other combustion systems, such as municipal incinerators, to
                                        achieve substantial mercury emissions reduction. Performance of activated carbon
                                        injection technologies are being assessed in field tests on commercial plants. These
                                        results show mercury emissions reduction ranging from 60 to 90%, depending on coal
                                        fuel type and carbon injection rates. The use of ACI in municipal incinerators, along with
                                        initial test results with electric generating units and the serious health effects of mercury,
                                        cause some to argue that the alternative technologies for mercury emissions reduction
                                        should be considered when determining the regulatory emissions level for electric
                                        generating units. However, the operating conditions of electric generating units are
                                        different than those in municipal incinerators, and contention exists among stakeholders
                                        over whether equivalent reduction in mercury emissions would be obtained in electric
                                        generating units under normal operating conditions. Supporters of a cobenefits approach
                                        to mercury regulation argue these technologies are not yet proven nor commercially
                                        available for use in the electric generating units and thus their inclusion in a rulemaking
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                                        would be inappropriate.

                                              Stakeholders disagree over how much and how fast mercury emissions reduction can
                                        be achieved. The EPA estimates that a generating unit specific emission limit based on
                                        cobenefits would reduce the mercury emissions 29% by 2008.7 Emissions control
                                        technology manufacturers state that it is feasible to reduce mercury emissions 50 to 70%
                                        by 2008 using cobenefits and near-term mercury specific technology, such as activated
                                        carbon injection.8 Testing of activated carbon injection and other alternative control
                                        technologies by the Department of Energy indicates that technologies achieving at least
                                        a 50 to 70% reduction of mercury will likely be available for large scale commercial
                                        deployment after 2011 to 2013.9 Other analysts disagree with this time frame, asserting
                                        that transfer of mercury control technology from municipal waste incinerators to electric
                                        generating units is straightforward, and, therefore, commercialization would occur quicker
                                        than the Department of Energy projects.10




                                        6
                                          A brief overview of Department of Energy funded research and development in several
                                        alternative technologies is found at 70 Fed. Reg. 12398-12472, March 16, 2004.
                                        7
                                            69 Fed. Reg. 4652-4752, January 30, 2004.
                                        8
                                         Letter from David Foerter, Executive Director, Institute of Clean Air Companies, to Michael
                                        Levitt, Administrator, EPA, June 29, 2004, available online at
                                        [http://www.icac.com/hgmonitoring62904.pdf].
                                        9
                                          Memorandum from L.D. Carter, Department of Energy, to B. Maxwell, EPA, regarding
                                        Mercury Control Technologies, January 8, 2004, available online at
                                        [http://www.epa.gov/mercury/control_emissions/mercurytechnologiesjan04.pdf].
                                        10
                                         NESCAUM, "Northeast States New Report Shows Over 90% Reduction In Power Plant
                                        Mercury Emissions Is Achievable," NESCAUM Press Release, November 4, 2003.